Short securities without long processes

Stay nimble on the short side with a broadly sourced inventory, streamlined processes, and TradeStation's high-touch support for high-volume institutions.

Transparency & real-time data
Transparency & real-time data

Deep inventory access
Deep inventory access

Workflow efficiency
Workflow efficiency

White-glove support
White-glove support

Access & efficiency for short securities

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Deep, diverse inventory

Strategize with a wide roster of cross-border short opportunities across equities and ETFS, with facilitated access aggregated from prime brokers and global lending pools. 

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Efficient borrow & locate

TradeStation’s infrastructure leverages automated locate request protocols, status alerts, and accelerated approval workflows with rapid, compliant access to hard-to-borrow securities.

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Integration & workflow automation

Connect directly with OMS and risk management systems to automatically synchronize locate requests and approvals, streamlining operational processes and enhancing real-time risk oversight.

Transparency & analytics

Real-time short inventory visibility
Live displays of short inventory and borrow costs to enable price discovery, risk assessment, and operational precision in securities lending workflows.
Proactive risk controls
Predictive models for rate trends, automated monitoring of borrow recalls, and exception surveillance help clients identify and manage risk.
Compliance & reporting
Infrastructure that equips institutional traders with advanced reporting tools and audit-ready export capabilities, including built-in short sale tracking, Form SHO filing, and real-time alerts. 

High-touch service & reliability

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Personalized relationship management

White-glove onboarding, ongoing access to specialized margin and lending desks, and direct escalation pathways to help ensure implementation and priority resolution.

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Security & operational resilience:

Short securities infrastructure fortified with NIST cybersecurity controls, independent auditing, and robust business continuity planning.

Connect with our Institutional Sales Desk for short securities solutions

Explore integrated locate tools, real-time availability, and robust reporting tailored for your trading objectives.

 Call us
Call us

+1-800-328-1267

Monday – Friday

8.00 a.m. – 5.00 p.m. ET

Short securitites FAQS
How does TradeStation source short inventory for institutional clients?
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TradeStation aggregates short inventory from prime brokers and global lending pools, providing facilitated access across equities and ETFs including cross-border opportunities. Automated locate request protocols, status alerts, and accelerated approval workflows are designed to provide rapid access to hard-to-borrow securities. Short selling involves significant risk.

Does TradeStation offer automated locate request processing?
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Yes. TradeStation’s infrastructure includes automated locate request protocols with status alerts and accelerated approval workflows. OMS and risk management system integration enables automatic synchronization of locate requests and approvals. Locate availability and fees are subject to market conditions and inventory.

What real-time short inventory visibility does TradeStation provide?
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TradeStation provides live displays of short inventory and borrow costs to support price discovery, risk assessment, and operational precision in securities lending workflows. Predictive models for rate trends and automated monitoring of borrow recalls are also available. Inventory data is indicative and subject to change.

What Reg SHO compliance tools does TradeStation offer for short selling?
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TradeStation’s institutional reporting infrastructure includes tools designed to help firms navigate Regulation SHO requirements. Available capabilities may include short sale tracking and real-time alerts, both built to assist with key aspects of the short selling compliance workflow. These tools are designed to support a firm’s compliance efforts but do not replace its own compliance obligations or independent regulatory responsibilities. Firms should evaluate whether these capabilities align with their specific compliance needs. Short selling involves significant risk, including the possibility of unlimited losses.

How does TradeStation secure its short securities infrastructure?
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TradeStation’s short securities infrastructure is supported by NIST-aligned cybersecurity controls, independent auditing, and business continuity planning. White-glove onboarding, specialized margin and lending desk access, and direct escalation pathways are available for institutional short sellers.

How does short securities availability relate to TradeStation’s securities financing program?
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Short securities availability and securities financing are complementary services. Short locates provide borrowing access for short-selling strategies, while the securities financing program offers fully paid lending opportunities for clients looking to generate incremental income on long positions. See the Securities Financing page for lending program details. Short selling involves significant risk.

This information is for institutional investor use only. This information may not be provided or forwarded to anyone that is not an institutional investor. Retail investors should not act or rely on this information. 

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