Whether managing individual wealth or sovereign funds, partner with a broker that honors your responsibility.
At TradeStation, we don’t charge referral fees, and we don’t run a proprietary wealth advisory service. Your growth stays yours, on terms you set, because we don’t compete against our clients.
Unfilled orders can lead to angry client calls. Feel the difference excellence in execution can make.
Your platform should make it easier to find opportunities. Ours is built to search for the trade setups you want.
You get answers for your clients. Work with a broker that gets answers for you.
TradeStation provides multi-account management with permission-based access to reporting, which can help your firm assign role-appropriate access across advisers and staff and support segregation of duties. Your firm defines and supervises those access levels in line with its own policies.
Permission-based reporting access is designed to give your team visibility into account activity that could support recordkeeping, reconciliation, and periodic reviews. Your firm remains responsible for its books-and-records obligations under applicable rules, such as SEC Rule 204-2, but can feed TradeStation reporting data into its existing systems.
TradeStation supports smart routing technology with configurable order routing, including Smart Order Routing (SOR), active and passive intra-market sweeps, VWAP, TWAP, POV (percentage of volume), and Implementation Shortfall algorithms. Advisors can adjust parameters for urgency, participation rate, and price limits to align execution with client mandates. Execution quality may vary by market conditions.
Yes. Institutional RIA clients may access custom pricing including negotiable margin rates and credit interest rates based on trading volumes and account structure. Contact the institutional sales team for a tailored pricing consultation. Fees and charges may apply and are subject to change.
Through Private Brokerage, your firm gets direct access to a Concierge team and personalized sessions to configure your platform, which can help you align access permissions, reporting, and routing with your firm’s compliance policies.
TradeStation Securities does not offer a proprietary fee-based wealth advisory service, so it does not compete with advisers for discretionary advisory relationships. Advisers retain the client relationship, the advisory agreement, and the fee.
No. TradeStation Institutional does not operate a client referral network for advisers and does not charge ongoing basis-point referral fees.
Yes. Multi-custodial arrangements are common and a partial transition is a typical starting point. TradeStation Institutional can scope a structure that operates alongside existing relationships. Your firm remains responsible for evaluating whether that fits its own policies and client agreements.
